Clearstream Fund Centre S.A., Cork Branch• Cork
Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow – personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We're excited about the future because we are the ones shaping it. Let´s do this together by sharing value!
Who we areTracing its origins to 1585, Deutsche Börse Group has become one of the world's leading exchange organisations and an innovative market infrastructure provider. In this role, we provide investors, financial institutions and companies access to global capital markets. What's your part in all this? With your commitment you contribute to the success of our unique business model: offering a wide range of products, services and technologies for security, transparency and integrity on the markets. By creating trust in the markets of today and tomorrow we foster growth and contribute to the prosperity of future generations.
GENERAL OBJECTIVE
To ensure the business activities are conducted in accordance with applicable laws, regulations, circulars, and directives. There will be specific focus on regulatory and policy requirements applicable to Clearstream's global customer base, products and services with the mission to ensure that Clearstream maintains high standards of practice in the eyes of the customers, the public and the authorities in the markets that it serves.
SUMMARY DESCRIPTION
Areas of responsibility include the prevention of money laundering and terrorist financing, international financial sanctions, anti-corruption, market abuse and other financial crimes; and the prevention of conflicts of interest and related securities law requirements.
Tasks / ResponsibilitiesSupport projects and initiatives within the Chief Compliance Officer AreaProvide advice to the 1st Line of defence on compliance related topicsProviding input on onsite visits as well as addressing any compliance queries raised by Asset management networkReview and assessment of contracts including opining on compliance related topicsEnsuring compliance with on-going AML/CTF duties including but not limited to reporting suspicious activities and the related follow-ups with the relevant authorities (where necessary).Executing the Financial Crime Prevention program that covers AML/CFT, Anti-Fraud, Anti-Bribery & Corruption, and market abuse/insider trading, including but not limited to providing advisory and support to the business in handling escalated queries (advising on risk-based approach)Application of Know-Your-Customer principles, and quality assurance of related filesHandling of system driven monitoring alerts, and research and investigation activities, particularly money laundering, sanctions, and insider dealingPreparation of information from both internal systems and external research.Preparation and compliance assessment of customer on-boarding filesCompliance assessment of periodic KYC reviews.Other ResponsibilitiesAct as support and advisory assistance to first line of defence employees and management for any question related to Compliance;Handle internal and external audits;Submit reports on a timely basis;Qualifications / Required SkillsMinimum 2 years of experience in a similar role (AIFM, UCITS ManCo)University degree in Law, Business, Accounting or Finance related areaAn understanding of MiFiD, AIFMD, UCITS and AML European Fund legislationExperience with reviews of legal documentation (contracts) and provision of Compliance inputStrong communication and negotiation skills (internally and externally), including ability to present complex matters in a clear and comprehensive wayStrong analytical and conceptual skills, creativity, critical thinking, as well as ability to identify problems and propose solutionsHigh degree of professionalism and the ability to independently complete complex projectsAbility to identify problems and propose solutionsProficiency in written and spoken English; proficiency in any other languages would be an additional benefitTeam player, able to work independently on complex matters/ projects.Strong individual initiative, the ability to work well in a team that may include representatives from a range of business areas, and different locationsAbility to self-manage workload with a positive approachWe are committed to providing a work environment where everyone feels welcome and can reach their full potential. Our standards go far beyond simply matching candidates with the right position.
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