Regulatory Compliance Specialist

About the Role: A leading financial services firm is seeking a Regulatory Compliance Specialist. This role will be responsible for overseeing and managing the firm's adherence to regulatory obligations and commitments within established frameworks.
Key Responsibilities: Manage day-to-day F&P assessments, including PCF applications.Maintain the F&P register.Submit required documentation to regulatory bodies.Lead annual attestations and certifications for relevant individuals.Oversee the Individual Accountability Framework (IAF), ensuring compliance with procedural requirements.Act as a key point of contact for F&P and IAF queries.Support RCSA for Human Resources to maintain IAF and F&P procedures and controls.Perform assurance testing on HR controls.Stay updated on regulatory developments, including remuneration practices and CSRD.Manage Conduct Standards and Code of Conduct training programs.Requirements: Graduate with a relevant degree, preferably in law or compliance.Strong understanding of F&P and regulatory operational processes.Knowledge of financial services regulation, ideally gained through experience in a compliance or risk role.Understanding of the financial services sector and its practices.Excellent interpersonal and communication skills.Strong written and verbal presentation skills.Proficiency in Microsoft Office Suite.Proven ability to work in a fast-paced environment.What's on Offer? Competitive salary, strong benefits package, and opportunities for professional development and career advancement.

#J-18808-Ljbffr